Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Merrill Lynch International
FRN 147150
- [FCA CF] Manager of certification employee (since 24 Feb 2026)
- [FCA CF] Client dealing (since 12 Aug 2025)
-
- [FCA CF] Manager of certification employee (7 Mar 2016 to 25 Sep 2023)
- [PRA CF] Managing a material risk taker (7 Mar 2016 to 25 Sep 2023)
- [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 25 Sep 2023)
- [FCA CF] Material risk taker (7 Mar 2016 to 25 Sep 2023)
- [FCA CF] Client dealing (7 Mar 2016 to 25 Sep 2023)
- CF30 Customer (1 Jul 2015 to 6 Mar 2016)
-
- CF21 Investment Adviser (20 Jul 2004 to 24 May 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.