Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.P. Morgan Markets Limited
FRN 114031
- [FCA CF] Manager of certification employee (since 28 Feb 2024)
- [FCA CF] Client dealing (since 28 Feb 2024)
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J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Manager of certification employee (since 28 Mar 2023)
- [FCA CF] Material risk taker (since 12 Sep 2022)
- [FCA CF] Client dealing (since 15 Mar 2017)
- CF21 Investment Adviser (29 Jul 2003 to 23 Aug 2006)
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- CF21 Investment Adviser (29 Sep 2004 to 23 Aug 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.