Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 28 Feb 2024)
    • [FCA CF] Client dealing (since 28 Feb 2024)
    • [FCA CF] Manager of certification employee (since 28 Mar 2023)
    • [FCA CF] Material risk taker (since 12 Sep 2022)
    • [FCA CF] Client dealing (since 15 Mar 2017)
    • CF21 Investment Adviser (29 Jul 2003 to 23 Aug 2006)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (29 Sep 2004 to 23 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

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