Tiina Le-Seong Lee

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited

    FRN 124384

    • SMF1 Chief Executive (since 11 Jan 2024)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • SMF19 Head of Overseas Branch/Head of Overseas (19 Dec 2022 to 14 Jul 2023)
    • SMF21 EEA Branch Senior Manager (EBSM) (29 Mar 2019 to 18 Dec 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 29 Mar 2019)
    • [FCA CF] Material risk taker (7 Mar 2016 to 29 Mar 2019)
    • [FCA CF] Significant management (7 Mar 2016 to 29 Mar 2019)
    • CF30 Customer (1 Nov 2007 to 27 Aug 2014)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CAF BANK LIMITED (no longer approved here)

    FRN 204451

    • SMF10 Chair of the Risk Committee (7 Mar 2016 to 7 Sep 2017)
    • CF2 Non Executive Director (18 Nov 2013 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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