Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 11 Mar 2021)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • Appointed representative dealing with clients for which they require qualification (28 Sep 2023 to 30 Aug 2024)
    • CF30 Customer (18 Sep 2023 to 30 Aug 2024)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Sep 2023)
    • CF30 Customer (14 Aug 2015 to 1 Sep 2023)
  • Chrysalis Wealth Management Ltd (no longer approved here)

    FRN 708796

    • (9)Employed By (14 Aug 2015 to 1 Sep 2023)
  • The Mortgage Shop (NI) Ltd (no longer approved here)

    FRN 201108

    • (7)Employed By (13 Dec 2011 to 29 Jun 2015)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 29 Oct 2011)
    • CF21 Investment Adviser (17 Jun 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (31 Oct 2003 to 17 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Chrysalis Wealth Management Ltd

  2. controlled function added: (9)Employed By at Chrysalis Wealth Management Ltd

  3. controlled function added: (7)Employed By at The Mortgage Shop (NI) Ltd