Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Perspective (North West) Limited
FRN 229808
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 9 Jan 2026)
- [FCA CF] Client dealing (since 9 Jan 2026)
-
PERSPECTIVE (SOUTH EAST) LIMITED
FRN 178690
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 21 May 2025)
- [FCA CF] Functions requiring qualifications (since 21 May 2025)
-
- Appointed representative dealing with clients for which they require qualification (22 Jan 2024 to 21 Oct 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.