Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF9 Chair of the Governing Body (since 4 Dec 2025)
    • [FCA CF] Manager of certification employee (27 Jan 2025 to 10 Mar 2026)
  • HSBC Bank Plc

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (since 15 Apr 2025)
    • [FCA CF] Manager of certification employee (27 Jan 2025 to 10 Mar 2026)
    • [PRA CF] Managing a material risk taker (18 Sep 2023 to 17 Feb 2025)
    • [PRA CF] Significant risk taker or Material risk taker (11 Mar 2021 to 5 May 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 15 Apr 2025)
    • [FCA CF] Manager of certification employee (27 Jan 2025 to 10 Mar 2026)
    • [PRA CF] Managing a material risk taker (18 Sep 2023 to 17 Feb 2025)
    • [PRA CF] Significant risk taker or Material risk taker (11 Mar 2021 to 5 May 2021)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • [FCA CF] Manager of certification employee (27 Jan 2025 to 10 Mar 2026)

Recent activity

Updates to this individual's record on the FCA register.

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