Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 21 Aug 2008)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF21 Investment Adviser (20 Feb 2003 to 29 Apr 2004)
    • CF26 Customer Trading (20 Feb 2003 to 29 Apr 2004)
  • Northern Bank Limited (no longer approved here)

    FRN 122261

    • CF21 Investment Adviser (20 Feb 2003 to 29 Apr 2004)
    • CF26 Customer Trading (20 Feb 2003 to 29 Apr 2004)
  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • CF26 Customer Trading (20 Feb 2003 to 29 Apr 2004)
    • CF21 Investment Adviser (20 Feb 2003 to 29 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.