Thomas Wrigglesworth

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Morgan Stanley & Co. International Plc
FRN 165935
- [FCA CF] Client dealing (since 10 Jun 2024)
- [FCA CF] Manager of certification employee (since 10 Jun 2024)
ExodusPoint Capital Management UK, LLP (no longer approved here)
FRN 828549
- [FCA CF] Client dealing (10 May 2022 to 22 Feb 2024)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- [FCA CF] Manager of certification employee (1 Oct 2019 to 22 Aug 2021)
- [FCA CF] Client dealing (16 Jun 2016 to 22 Aug 2021)
- CF30 Customer (31 Jan 2011 to 6 Mar 2016)
- CF21 Investment Adviser (6 Jun 2005 to 20 Jun 2007)
J.P. Morgan Europe Limited (no longer approved here)
FRN 124579
- CF21 Investment Adviser (5 Jul 2002 to 11 Jul 2003)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF21 Investment Adviser (1 Dec 2001 to 20 Jun 2002)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF21 Investment Adviser (1 Dec 2001 to 20 Jun 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.