Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Managing a material risk taker (since 2 Sep 2024)
    • [FCA CF] Manager of certification employee (since 2 Sep 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 3 May 2016)
    • [FCA CF] Material risk taker (since 3 May 2016)
    • SMF6 Head of Key Business Areas (5 Feb 2025 to 1 May 2025)
    • Responsibility for MCD Intermediation (4 Dec 2024 to 1 May 2025)
    • Responsible for Insurance Distribution (4 Dec 2024 to 1 May 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Jul 2018 to 9 Oct 2019)
    • [FCA CF] Material risk taker (since 21 Jun 2021)
    • [FCA CF] Manager of certification employee (since 21 Jun 2020)
    • Responsible for Insurance Distribution (5 Feb 2025 to 1 May 2025)
    • Responsibility for MCD Intermediation (5 Feb 2025 to 1 May 2025)
    • SMF7 Group Entity Senior Manager (5 Feb 2025 to 1 May 2025)
    • [PRA CF] Significant risk taker or Material risk taker (21 Jun 2021 to 22 Jun 2021)

Recent activity

Updates to this individual's record on the FCA register.

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