Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 1 Jul 2025)
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2025)
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2021)
    • [FCA CF] Client dealing (since 9 Dec 2021)
  • Ruffer LLP (no longer approved here)

    FRN 229135

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 Aug 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 6 Aug 2021)
    • CF30 Customer (3 Dec 2014 to 8 Dec 2019)
  • Brooks Macdonald Asset Management Limited (no longer approved here)

    FRN 184918

    • CF30 Customer (3 Jun 2013 to 1 Nov 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.