Thomas William Greasley

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Perspective (Central & East) Limited

    FRN 223377

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF3 Executive Director (since 12 Jul 2022)
    • Responsibility for MCD Intermediation (since 12 Jul 2022)
    • Responsible for Insurance Distribution (since 12 Jul 2022)
    • [FCA CF] Manager of certification employee (since 1 Jul 2022)
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2022)
    • [FCA CF] Client dealing (since 11 Jan 2021)
    • SMF16 Compliance Oversight (12 Jul 2022 to 14 Feb 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (12 Jul 2022 to 14 Feb 2025)
    • CF30 Customer (27 Apr 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.