Thomas William Buffham

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited

    FRN 124543

    • 14. Managing investments
    • [FCA CF] Client dealing (since 4 Nov 2024)
    • [FCA CF] Functions requiring qualifications (since 4 Nov 2024)
  • Octopus Investments Limited (no longer approved here)

    FRN 194779

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2021)
    • CF30 Customer (21 Sep 2017 to 8 Dec 2019)
  • Aviva Investors Global Services Limited (no longer approved here)

    FRN 119178

    • CF30 Customer (9 Dec 2016 to 15 Jun 2017)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (11 May 2009 to 14 Sep 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.