Thomas Wicka

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Material risk taker (19 Nov 2019 to 16 Aug 2020)
    • [PRA CF] Significant risk taker or Material risk taker (19 Nov 2019 to 16 Aug 2020)
    • [FCA CF] Client dealing (16 Nov 2016 to 24 Oct 2021)
    • [FCA CF] Manager of certification employee (16 Nov 2016 to 17 Oct 2021)
    • CF30 Customer (8 Jun 2011 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Material risk taker (19 Nov 2019 to 16 Aug 2020)
    • [PRA CF] Significant risk taker or Material risk taker (19 Nov 2019 to 16 Aug 2020)
    • [FCA CF] Client dealing (16 Nov 2016 to 24 Oct 2021)
    • [FCA CF] Manager of certification employee (16 Nov 2016 to 17 Oct 2021)
    • CF30 Customer (19 Jul 2011 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.