Thomas Wells Paterson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Openwork Limited

    FRN 408285

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 12 May 2017)
    • CF30 Customer (since 14 Oct 2008)
    • CF4 Partner (AR) (10 Mar 2011 to 20 May 2013)
  • Mandalay Wealth Limited

    FRN 777920

    • (2)Employed By (since 12 May 2017)
  • The Penny Group Ltd (no longer approved here)

    FRN 536216

    • (34)Employed By (22 Nov 2010 to 28 Jun 2017)
  • CAERUS Wealth Ltd (no longer approved here)

    FRN 525931

    • Employed By (27 Oct 2010 to 23 Nov 2010)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (22 Oct 2010 to 23 Nov 2010)
  • Welbeck Consulting Limited (no longer approved here)

    FRN 216577

    • Employed By (14 Oct 2008 to 21 Nov 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.