Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 7 Sep 2016)
    • [FCA CF] Manager of certification employee (since 7 Sep 2016)
    • [FCA CF] Material risk taker (14 Jul 2017 to 6 Mar 2026)
    • CF30 Customer (25 Jun 2010 to 6 Mar 2016)
    • [FCA CF] Manager of certification employee (since 7 Sep 2016)
    • [FCA CF] Client dealing (since 7 Sep 2016)
    • [FCA CF] Material risk taker (14 Jul 2017 to 6 Mar 2026)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (14 Oct 2008 to 10 May 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.