Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CAPSTONE INVESTMENT ADVISORS (UK), LLP
FRN 473282
- SMF27 Partner (since 17 Apr 2023)
- [FCA CF] Material risk taker (1 Jan 2022 to 10 Dec 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Apr 2023)
- CF4 Partner (28 Jun 2017 to 6 Dec 2019)
- CF11 Money Laundering Reporting (2 Nov 2016 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.