Thomas Stockman

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Royal Bank of Canada

    FRN 124783

    • [FCA CF] Manager of certification employee (since 13 Sep 2022)
    • [FCA CF] Client dealing (since 13 Sep 2022)
    • [FCA CF] Material risk taker (since 13 Sep 2022)
    • CF30 Customer (22 Dec 2014 to 6 Mar 2016)
  • RBC Europe Limited

    FRN 124543

    • [FCA CF] Material risk taker (since 7 Mar 2017)
    • [FCA CF] Client dealing (since 7 Mar 2017)
    • [FCA CF] Manager of certification employee (since 1 Jan 2017)
    • CF30 Customer (22 Dec 2014 to 6 Mar 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (10 Jul 2009 to 24 Sep 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.