Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Pemberton Capital Advisors LLP
FRN 561640
- [FCA CF] Material risk taker (since 26 Mar 2025)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Material risk taker (28 Feb 2022 to 1 Mar 2022)
- SMF27 Partner (9 Dec 2019 to 6 Jun 2022)
- CF30 Customer (2 Dec 2014 to 8 Dec 2019)
- CF4 Partner (16 Sep 2014 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 27 Dec 2012)
- CF21 Investment Adviser (28 Jul 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.