Thomas South

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Northern Trust Global Investments Limited (no longer approved here)

    FRN 191916

    • [FCA CF] Material risk taker (1 Mar 2020 to 19 Mar 2020)
    • [FCA CF] Significant management (1 Mar 2020 to 19 Mar 2020)
  • The Northern Trust Company (no longer approved here)

    FRN 122020

    • [FCA CF] Significant management (1 Nov 2019 to 19 Mar 2020)
    • [PRA CF] Significant risk taker or Material risk taker (1 Nov 2019 to 19 Mar 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.