Thomas Ryan Carroll

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Royal London Asset Management Limited
FRN 141665
- [FCA CF] Client dealing (since 17 Jul 2024)
- [FCA CF] Manager of certification employee (since 20 Nov 2023)
- [FCA CF] Significant management (1 Mar 2022 to 16 Jul 2024)
BlackRock Advisors (UK) Limited (no longer approved here)
FRN 119186
- CF30 Customer (27 Feb 2014 to 8 Dec 2019)
- CF22 Investment Adviser (Trainee) (16 Dec 2004 to 1 Nov 2005)
BlackRock Investment Management (UK) Limited (no longer approved here)
FRN 119293
- CF30 Customer (27 Feb 2014 to 8 Dec 2019)
BlackRock International Limited (no longer approved here)
FRN 178638
- CF30 Customer (27 Feb 2014 to 8 Dec 2019)
BlackRock Institutional Trust Company, N.A. (no longer approved here)
FRN 409343
- CF30 Customer (27 Feb 2014 to 19 Mar 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.