THOMAS RUTTER

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited

    FRN 124384

    • [PRA CF] Significant risk taker or Material risk taker (since 18 Aug 2021)
    • [FCA CF] Material risk taker (since 18 Aug 2021)
    • [FCA CF] Client dealing (since 21 May 2020)
  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Material risk taker (since 18 Aug 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 18 Aug 2021)
    • [FCA CF] Client dealing (since 21 May 2020)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 19 Jul 2012)
    • CF21 Investment Adviser (9 Nov 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (18 Apr 2006 to 9 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

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