Thomas Roy James Roberts

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Client dealing (13 Nov 2025 to 6 Mar 2026)
    • CF30 Customer (17 Jun 2014 to 6 Mar 2016)
    • CF21 Investment Adviser (30 Nov 2002 to 12 Apr 2004)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (12 Feb 2013 to 4 Nov 2013)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 4 Nov 2013)
    • CF21 Investment Adviser (6 Oct 2006 to 31 Oct 2007)
  • Mizuho International plc (no longer approved here)

    FRN 119256

    • CF21 Investment Adviser (21 Apr 2004 to 7 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.