Thomas Roberts

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc

    FRN 165935

    • [FCA CF] Client dealing (since 9 Apr 2026)
    • [FCA CF] Manager of certification employee (since 9 Apr 2026)
  • Morgan Stanley Bank International Limited

    FRN 195430

    • [FCA CF] Manager of certification employee (since 9 Apr 2026)
    • [FCA CF] Client dealing (since 9 Apr 2026)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Material risk taker (10 Nov 2023 to 25 Mar 2026)
    • [PRA CF] Significant risk taker or Material risk taker (10 Nov 2023 to 25 Mar 2026)
    • [FCA CF] Client dealing (29 May 2018 to 25 Mar 2026)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [PRA CF] Significant risk taker or Material risk taker (10 Nov 2023 to 25 Mar 2026)
    • [FCA CF] Material risk taker (10 Nov 2023 to 25 Mar 2026)
    • [FCA CF] Client dealing (29 May 2018 to 25 Mar 2026)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [PRA CF] Significant risk taker or Material risk taker (10 Nov 2023 to 25 Mar 2026)
    • [FCA CF] Material risk taker (10 Nov 2023 to 25 Mar 2026)
    • [FCA CF] Client dealing (29 May 2018 to 25 Mar 2026)

Recent activity

Updates to this individual's record on the FCA register.

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