Thomas Robert Oswald

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • First Complete Limited

    FRN 435779

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 29 Apr 2025)
    • Appointed representative dealing with clients for which they require qualification (1 Jul 2020 to 30 Sep 2020)
  • Mortgage Advice Bureau (Derby) Limited (no longer approved here)

    FRN 466154

    • Appointed representative dealing with clients for which they require qualification (15 Oct 2024 to 10 Feb 2025)
  • Countrywide Principal Services Limited (no longer approved here)

    FRN 301684

    • [FCA CF] Functions requiring qualifications (10 Jun 2022 to 31 Aug 2022)
  • iFind Financial Solutions Ltd (no longer approved here)

    FRN 795695

    • [FCA CF] Functions requiring qualifications (24 Sep 2020 to 29 Mar 2022)

Recent activity

Updates to this individual's record on the FCA register.

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