Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 9 Sep 2016)
- CF4 Partner (AR) (15 Feb 2018 to 19 Dec 2020)
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Sovereign Wealth Limited
FRN 471459
- (6)Employed By (since 9 Sep 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.