Thomas Robert Barker

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LONDON & COUNTRY MORTGAGES LIMITED (no longer approved here)

    FRN 143002

    • [FCA CF] Functions requiring qualifications (7 Oct 2021 to 9 Mar 2022)
    • [FCA CF] Manager of certification employee (7 Oct 2021 to 6 Jan 2025)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF22 Investment Adviser (Trainee) (7 Nov 2006 to 4 May 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (12 Jun 2006 to 8 Sep 2006)
    • CF22 Investment Adviser (Trainee) (6 Apr 2005 to 12 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

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