Thomas Robert Arpad Spitz

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Credit Agricole Corporate and Investment Bank (no longer approved here)

    FRN 124344

    • [FCA CF] Significant management (27 May 2021 to 22 May 2022)
    • [FCA CF] Client dealing (27 May 2021 to 22 May 2022)
    • [FCA CF] Manager of certification employee (27 May 2021 to 22 May 2022)
    • [FCA CF] Material risk taker (27 May 2021 to 22 May 2022)
    • SMF21 EEA Branch Senior Manager (EBSM) (7 Mar 2016 to 27 May 2021)
    • CF29 Significant management (28 Nov 2013 to 6 Mar 2016)
    • CF30 Customer (21 Nov 2008 to 6 Mar 2016)
    • CF21 Investment Adviser (28 Jan 2003 to 20 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.