Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Ferrari Financial Services GmbH
FRN 734973
- [FCA CF] Significant management (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF29 Significant management (6 Oct 2016 to 8 Dec 2019)
- CF28 Systems and controls (6 Oct 2016 to 8 Dec 2019)
- CF1 Director (6 Oct 2016 to 8 Dec 2019)
- CF11 Money Laundering Reporting (6 Oct 2015 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.