Thomas Rees

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Manager of certification employee (since 19 Oct 2023)
    • [FCA CF] Material risk taker (since 2 Mar 2023)
    • [FCA CF] Client dealing (since 2 Mar 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 2 Mar 2023)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Manager of certification employee (5 Feb 2018 to 5 Mar 2019)
    • [PRA CF] Managing a material risk taker (1 Jan 2017 to 17 Feb 2023)
    • [FCA CF] Material risk taker (1 Jan 2017 to 17 Feb 2023)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2017 to 17 Feb 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 17 Feb 2023)
    • CF30 Customer (8 Feb 2010 to 6 Mar 2016)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (11 May 2009 to 1 Feb 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.