Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Algorithmic trading (since 11 Jul 2023)
    • [FCA CF] Client dealing (since 2 Feb 2023)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Algorithmic trading (7 Mar 2022 to 22 Jan 2023)
    • [FCA CF] Material risk taker (12 Jul 2021 to 22 Jan 2023)
    • [FCA CF] Client dealing (12 Jul 2021 to 22 Jan 2023)
    • [FCA CF] Manager of certification employee (12 Jul 2021 to 22 Jan 2023)
    • CF30 Customer (30 Dec 2009 to 6 Mar 2016)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Algorithmic trading (7 Mar 2022 to 22 Jan 2023)
    • [FCA CF] Manager of certification employee (12 Jul 2021 to 22 Jan 2023)
    • [FCA CF] Client dealing (12 Jul 2021 to 22 Jan 2023)
    • [FCA CF] Material risk taker (12 Jul 2021 to 22 Jan 2023)
    • CF30 Customer (30 Dec 2009 to 16 Jun 2010)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (1 Nov 2007 to 30 Nov 2009)
    • CF21 Investment Adviser (24 Feb 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.