Thomas Peter Wheatley

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 25 Aug 2022)
    • CF1 Director (AR) (since 22 Jul 2022)
    • CF30 Customer (since 22 Jul 2022)
  • GW Wealth Ltd

    FRN 979041

    • (2)Employed By (since 22 Jul 2022)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (5 Nov 2020 to 4 Jul 2022)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 4 Jul 2022)
  • Thomas Oliver UK LLP (no longer approved here)

    FRN 501748

    • (25)Employed By (1 Jul 2020 to 24 Jul 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.