Thomas Peter Garsed-Bennet

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Flying Colours Advice Limited

    FRN 672022

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 2 Jan 2025)
    • [FCA CF] Client dealing (since 2 Jan 2025)
  • ELLIS BATES WEALTH MANAGEMENT LTD (no longer approved here)

    FRN 631117

    • (113)[FCA CF] Client dealing (12 Dec 2019 to 16 Jan 2025)
    • (114)[FCA CF] Functions requiring qualifications (12 Dec 2019 to 16 Jan 2025)
    • (112)CF30 Customer (21 Nov 2017 to 8 Dec 2019)
  • SCOTTISH WIDOWS LIMITED (no longer approved here)

    FRN 181655

    • CF30 Customer (7 Jan 2016 to 26 May 2016)
  • Pro-Sport 1 Limited (no longer approved here)

    FRN 562574

    • CF30 Customer (26 Oct 2012 to 16 Sep 2013)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (6 Apr 2010 to 30 Mar 2012)
  • Vision Financial Management Ltd (no longer approved here)

    FRN 501422

    • Employed By (6 Apr 2010 to 30 Mar 2012)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 31 Mar 2010)
    • CF22 Investment Adviser (Trainee) (17 Sep 2007 to 31 Oct 2007)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF22 Investment Adviser (Trainee) (22 Mar 2005 to 27 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (112)CF30 Customer at ELLIS BATES WEALTH MANAGEMENT LTD

  2. controlled function added: (113)[FCA CF] Client dealing at ELLIS BATES WEALTH MANAGEMENT LTD

  3. controlled function added: (114)[FCA CF] Functions requiring qualifications at ELLIS BATES WEALTH MANAGEMENT LTD