Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21A. Designing scripted questions for execution-only sales of regulated mortgage contracts for a non-business purpose
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Manager of certification employee (since 6 Feb 2026)
    • [FCA CF] Functions requiring qualifications (since 6 Feb 2026)
  • ARBUTHNOT LATHAM & CO., LIMITED (no longer approved here)

    FRN 143336

    • [FCA CF] Material risk taker (25 Oct 2018 to 13 Jun 2019)
    • [PRA CF] Significant risk taker or Material risk taker (25 Oct 2018 to 13 Jun 2019)
    • [FCA CF] Functions requiring qualifications (25 Jul 2016 to 11 Jan 2023)

Recent activity

Updates to this individual's record on the FCA register.

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