Thomas Peter Adlard

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Manager of certification employee (17 Sep 2018 to 18 Jul 2022)
    • [FCA CF] Material risk taker (17 Sep 2018 to 18 Jul 2022)
    • [FCA CF] Client dealing (17 Sep 2018 to 18 Jul 2022)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Material risk taker (17 Sep 2018 to 18 Jul 2022)
    • [FCA CF] Client dealing (17 Sep 2018 to 18 Jul 2022)
    • [FCA CF] Manager of certification employee (17 Sep 2018 to 18 Jul 2022)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 14 Jun 2018)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 14 Jun 2018)
    • CF30 Customer (31 Aug 2010 to 6 Mar 2016)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (13 Nov 2008 to 16 Jul 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.