Thomas Paul McCoubrey

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • McCoubrey Investment Management Limited

    FRN 522395

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF11 Money Laundering Reporting (23 Aug 2010 to 8 Dec 2019)
    • CF1 Director (23 Aug 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (23 Aug 2010 to 8 Dec 2019)
    • CF30 Customer (23 Aug 2010 to 8 Dec 2019)
    • Responsible for Insurance Mediation (23 Aug 2010 to 30 Sep 2018)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • CF30 Customer (1 Nov 2007 to 17 Nov 2010)
    • CF1 Director (AR) (28 Mar 2007 to 17 Nov 2010)
    • CF21 Investment Adviser (18 Jan 2006 to 31 Oct 2007)
    • CF7 Sole Trader (AR) (14 Jun 2005 to 31 Jan 2007)
    • CF22 Investment Adviser (Trainee) (14 Jun 2005 to 18 Jan 2006)
  • McCoubrey Asset Management Ltd (no longer approved here)

    FRN 196533

    • (1)Employed By (1 Dec 2001 to 17 Nov 2010)

Recent activity

Updates to this individual's record on the FCA register.

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