Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF29 Significant management (1 Nov 2007 to 15 Nov 2007)
    • CF30 Customer (1 Nov 2007 to 15 Nov 2007)
    • CF27 Investment Management (23 May 2006 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (27 Jan 2003 to 22 Mar 2004)
    • CF21 Investment Adviser (28 Mar 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.