Thomas Patrick Joseph Smyth

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rathbones Investment Management Limited

    FRN 116316

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Client dealing (since 1 Mar 2023)
    • [FCA CF] Manager of certification employee (since 19 Feb 2021)
    • [FCA CF] Functions requiring qualifications (since 7 Mar 2016)
    • CF30 Customer (5 Jun 2014 to 6 Mar 2016)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • CF30 Customer (1 Jul 2011 to 4 Jun 2014)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Jul 2011 to 4 Jun 2014)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • CF30 Customer (7 Apr 2009 to 31 Mar 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.