Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF30 Customer (since 23 Jan 2020)
    • Appointed representative dealing with clients for which they require qualification (since 23 Jan 2020)
    • CF1 Director (AR) (since 23 Jan 2020)
    • (1)Employed By (since 23 Jan 2020)
  • Pi Financial Ltd (no longer approved here)

    FRN 186419

    • CF30 Customer (30 Jun 2017 to 25 Aug 2017)
  • Beaumont Financial Planners Limited (no longer approved here)

    FRN 505811

    • Employed By (30 Jun 2017 to 25 Aug 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.