Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Clifton Wealth Partnership Ltd
FRN 541273
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 27 Sep 2023)
- [FCA CF] Functions requiring qualifications (since 27 Sep 2023)
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- [FCA CF] Client dealing (31 Aug 2021 to 2 Sep 2022)
- [FCA CF] Functions requiring qualifications (31 Aug 2021 to 2 Sep 2022)
Recent activity
Updates to this individual's record on the FCA register.
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