Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 27 Sep 2023)
    • [FCA CF] Functions requiring qualifications (since 27 Sep 2023)
  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Client dealing (31 Aug 2021 to 2 Sep 2022)
    • [FCA CF] Functions requiring qualifications (31 Aug 2021 to 2 Sep 2022)

Recent activity

Updates to this individual's record on the FCA register.

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