Thomas Ormiston Montgomery Simpson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 28 Oct 2009)
    • CF21 Investment Adviser (20 Feb 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (9 Dec 2005 to 20 Feb 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 9 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.