Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF27 Partner (9 Dec 2019 to 30 Jun 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2023)
- CF4 Partner (20 Aug 2019 to 8 Dec 2019)
- CF30 Customer (20 Aug 2019 to 8 Dec 2019)
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- CF3 Chief Executive (6 Apr 2016 to 28 Feb 2019)
- CF1 Director (6 Apr 2016 to 28 Feb 2019)
- CF10 Compliance Oversight (6 Apr 2016 to 28 Feb 2019)
- CF11 Money Laundering Reporting (19 Oct 2015 to 13 Oct 2016)
- CF30 Customer (3 Nov 2014 to 28 Feb 2019)
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- CF30 Customer (1 Nov 2007 to 9 Nov 2007)
- CF21 Investment Adviser (18 Jul 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.