Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Euronova Asset Management UK LLP (no longer approved here)

    FRN 448288

    • SMF27 Partner (9 Dec 2019 to 30 Jun 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2023)
    • CF4 Partner (20 Aug 2019 to 8 Dec 2019)
    • CF30 Customer (20 Aug 2019 to 8 Dec 2019)
  • Van Lanschot Kempen Investment Management (UK) Ltd (no longer approved here)

    FRN 166063

    • CF3 Chief Executive (6 Apr 2016 to 28 Feb 2019)
    • CF1 Director (6 Apr 2016 to 28 Feb 2019)
    • CF10 Compliance Oversight (6 Apr 2016 to 28 Feb 2019)
    • CF11 Money Laundering Reporting (19 Oct 2015 to 13 Oct 2016)
    • CF30 Customer (3 Nov 2014 to 28 Feb 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 9 Nov 2007)
    • CF21 Investment Adviser (18 Jul 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.