Thomas Morgan

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sense Network Limited

    FRN 465124

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 26 Feb 2024)
    • Appointed representative dealing with clients for which they require qualification (since 26 Feb 2024)
    • CF1 Director (AR) (since 5 Jan 2024)
    • CF30 Customer (since 5 Jan 2024)
  • Orca Wealth Ltd

    FRN 1007211

    • (2)Employed By (since 5 Jan 2024)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Client dealing (9 Dec 2019 to 23 Feb 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Feb 2024)
    • CF30 Customer (25 Apr 2019 to 8 Dec 2019)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • CF30 Customer (22 Jan 2013 to 24 Apr 2019)
  • Broomfield & Alexander Wealth Management Ltd (no longer approved here)

    FRN 574362

    • Employed By (22 Jan 2013 to 11 Mar 2019)

Recent activity

Updates to this individual's record on the FCA register.

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