Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 1 Aug 2023)
    • Responsibility for MCD Intermediation (since 2 May 2023)
    • Responsible for Insurance Distribution (since 2 May 2023)
    • SMF16 Compliance Oversight (since 2 May 2023)
    • SMF3 Executive Director (since 2 May 2023)
  • King Mortgages Ltd (no longer approved here)

    FRN 803561

    • [FCA CF] Functions requiring qualifications (12 Jan 2022 to 18 May 2023)
    • Appointed representative dealing with clients for which they require qualification (10 May 2021 to 12 Jan 2022)
  • Teachers' Building Society (no longer approved here)

    FRN 156580

    • [FCA CF] Functions requiring qualifications (5 Feb 2018 to 17 Feb 2021)

Recent activity

Updates to this individual's record on the FCA register.

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