Thomas Michael Braithwaite

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lincoln Private Investment Office LLP

    FRN 613327

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • SMF27 Partner (since 17 Nov 2022)
    • [FCA CF] Client dealing (since 12 Sep 2022)
    • [FCA CF] Functions requiring qualifications (since 12 Sep 2022)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (12 Aug 2010 to 13 Dec 2011)

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