Thomas McGregor McNie

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DOUGLAS STEERS & COMPANY LIMITED (no longer approved here)

    FRN 705132

    • [FCA CF] Client dealing (18 Feb 2025 to 12 Nov 2025)
    • [FCA CF] Functions requiring qualifications (18 Feb 2025 to 12 Nov 2025)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • [FCA CF] Manager of certification employee (1 Jun 2020 to 23 Sep 2022)
    • [FCA CF] Client dealing (1 Jun 2020 to 23 Sep 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Sep 2022)
  • TILNEY DISCRETIONARY PORTFOLIO MANAGEMENT LIMITED (no longer approved here)

    FRN 142989

    • [FCA CF] Client dealing (1 Jun 2020 to 23 Sep 2022)
    • [FCA CF] Manager of certification employee (1 Jun 2020 to 23 Sep 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Sep 2022)
    • CF30 Customer (26 Jul 2018 to 8 Dec 2019)
  • Evelyn Partners Discretionary Investment Management Limited (no longer approved here)

    FRN 147103

    • [FCA CF] Manager of certification employee (1 Jun 2020 to 23 Sep 2022)
    • [FCA CF] Client dealing (1 Jun 2020 to 23 Sep 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Sep 2022)
    • CF30 Customer (2 Jul 2018 to 8 Dec 2019)
  • Evelyn Partners Investment Management Services Limited (no longer approved here)

    FRN 165169

    • [FCA CF] Client dealing (1 Jun 2020 to 23 Sep 2022)
    • [FCA CF] Manager of certification employee (1 Jun 2020 to 23 Sep 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Sep 2022)
    • CF30 Customer (6 Jan 2017 to 8 Dec 2019)
  • Evelyn Partners Asset Management Limited (no longer approved here)

    FRN 223074

    • [FCA CF] Client dealing (1 Jun 2020 to 23 Sep 2022)
    • [FCA CF] Manager of certification employee (1 Jun 2020 to 23 Sep 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Sep 2022)

Recent activity

Updates to this individual's record on the FCA register.

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