Thomas Matthew Fear

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Thomas Fear & Co Limited

    FRN 530197

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (15 Nov 2010 to 8 Dec 2019)
    • CF1 Director (15 Nov 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (15 Nov 2010 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (15 Nov 2010 to 8 Dec 2019)
    • Responsible for Insurance Mediation (15 Nov 2010 to 30 Sep 2018)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 24 Dec 2010)
    • CF21 Investment Adviser (7 Feb 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (18 Dec 2006 to 7 Feb 2007)
  • Deverill Black & Co Ltd (no longer approved here)

    FRN 194960

    • (3)Employed By (8 Jul 2002 to 30 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

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