Thomas Mathieson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Manager of certification employee (6 Aug 2019 to 2 Jan 2024)
    • [PRA CF] Significant risk taker or Material risk taker (1 Aug 2019 to 2 Jan 2024)
    • [FCA CF] Client dealing (1 Aug 2019 to 2 Jan 2024)
    • [FCA CF] Material risk taker (1 Aug 2019 to 2 Jan 2024)
    • [PRA CF] Managing a material risk taker (1 Aug 2019 to 2 Jan 2024)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Client dealing (7 Mar 2016 to 23 Jul 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 23 Jul 2019)
    • [FCA CF] Material risk taker (7 Mar 2016 to 23 Jul 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (25 Apr 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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