Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 30 Nov 2017)
- CF30 Customer (since 14 Mar 2017)
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Tilikum Wealth Management Limited
FRN 794644
- (1)Employed By (since 30 Nov 2017)
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- Employed By (14 Mar 2017 to 4 Dec 2017)
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- CF30 Customer (28 Oct 2015 to 26 Apr 2017)
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- CF30 Customer (2 Oct 2013 to 19 Aug 2015)
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- CF22 Investment Adviser (Trainee) (14 May 2003 to 24 Jul 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.