Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 30 Nov 2017)
    • CF30 Customer (since 14 Mar 2017)
    • (1)Employed By (since 30 Nov 2017)
  • Tim Knight (no longer approved here)

    FRN 415104

    • Employed By (14 Mar 2017 to 4 Dec 2017)
  • Quilter Cheviot Limited (no longer approved here)

    FRN 124259

    • CF30 Customer (28 Oct 2015 to 26 Apr 2017)
  • Thesis Asset Management Limited (no longer approved here)

    FRN 114354

    • CF30 Customer (2 Oct 2013 to 19 Aug 2015)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF22 Investment Adviser (Trainee) (14 May 2003 to 24 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.