Thomas Luke Milson

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mallory Wealth Limited

    FRN 947515

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • SMF16 Compliance Oversight (since 16 Jan 2023)
    • SMF3 Executive Director (since 16 Jan 2023)
    • [FCA CF] Manager of certification employee (since 25 May 2022)
    • [FCA CF] Client dealing (since 25 May 2022)
    • [FCA CF] Functions requiring qualifications (since 25 May 2022)
    • Responsible for Insurance Distribution (16 Jan 2023 to 24 Jan 2023)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Jul 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.