Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Employed By (since 10 Apr 2026)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 7 Aug 2014)
    • CF30 Customer (18 Sep 2014 to 10 Apr 2026)
    • CF1 Director (AR) (since 7 Aug 2014)
    • (3)Employed By (since 6 Jun 2011)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF1 Director (AR) (4 Feb 2013 to 31 Dec 2014)
    • CF30 Customer (6 Jun 2011 to 31 Dec 2014)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (13 Jul 2010 to 16 May 2011)
  • Maple Leaf Consulting Ltd (no longer approved here)

    FRN 491743

    • (6)Employed By (13 Jul 2010 to 16 May 2011)

Recent activity

Updates to this individual's record on the FCA register.

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